A care home incident report records what happened, when and where, who was involved, what staff did at the time, and what the manager decided afterwards. Staff write it during the shift, in facts rather than opinions. The registered manager then decides whether CQC, the Health and Safety Executive or the local authority safeguarding team must be told, whether the duty of candour applies, and what action follows.
- What Should a Care Home Incident Report Include, and Who Writes It?
- How Do You Write an Incident Report Factually Rather Than Defensively?
- Which Incidents Must a Care Home Report Outside the Home, and to Whom?
- When Does the Duty of Candour Apply After an Incident in a Care Home?
- How Long Must a Care Home Keep Incident Reports?
- What Should Happen Once the Incident Report Is Written?
- How Does GoAudits Help Care Homes With Incident Reporting?
What Should a Care Home Incident Report Include, and Who Writes It?
The person who witnessed or found the incident writes the report before the end of their shift. Passing the account to a senior carer to write up later loses the detail that matters most. Most homes record:
- Date, time and exact location inside the home
- The resident, staff member or visitor involved, plus any witnesses
- What was seen or found, in plain factual terms
- Any injury, with a body map where there is a visible mark
- Immediate action taken, including observations, first aid and who was called
- Who the incident was reported to, and when
The registered manager then reviews and signs it off. Each entry should stand on its own, without someone there to explain it.
How Do You Write an Incident Report Factually Rather Than Defensively?
Record what was observed and what was decided, and keep conclusions about the cause out of the account. “Resident found on the floor beside the bed at 02:15, call bell within reach” is a usable record. “Resident fell out of bed” is a conclusion nobody witnessed.
Inspectors judge the sufficiency of evidence themselves, so a report carrying the decision and the reason behind it holds up better than one recording only the event. Where an incident was unwitnessed, write that. Where two staff give different accounts, record both, attributed to each person.
Which Incidents Must a Care Home Report Outside the Home, and to Whom?
One incident in a care home can trigger four separate duties, and each has its own test.
| Who must be informed | What triggers it | When |
| CQC, as a statutory notification | Death, serious injury, abuse or an allegation of abuse, police-involved incidents, events that stop the home running safely. Regulation 18, CQC (Registration) Regulations 2009 | Without delay |
| The Health and Safety Executive, under RIDDOR | Work-related deaths, specified injuries, and injuries to residents or visitors taken directly from the scene to hospital for treatment | 10 days, or 15 for over-seven-day worker injuries |
| The local authority safeguarding team | Reasonable cause to suspect an adult with care and support needs is experiencing, or at risk of, abuse or neglect. Section 42, Care Act 2014 | As soon as the concern arises |
| The resident or their family, under the duty of candour | A notifiable safety incident. Regulation 20, Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 | As soon as reasonably practicable |
A near miss is not a CQC statutory notification, and is not RIDDOR reportable unless it is a listed dangerous occurrence. Care homes still log near misses internally, as our guide to near miss in healthcare explains.
Is a Fall of a Resident in a Care Home Reportable Under RIDDOR?
A resident’s fall is only reportable if the fall occurred due to work-related activities. The Health and Safety Executive is very clear that falls caused by the resident’s own weakness will not generally be reportable.
However, if the fall was caused as a result of a work-related activity or environment (such as a faulty hoist), or if an assessment shows they need assistance to the toilet but was not given, then the incident would be reportable. If the fall caused an injury which meets the threshold of Regulation 18, it can still be a statutory notification to the CQC.
When Does the Duty of Candour Apply After an Incident in a Care Home?
The statutory duty of candour applies when an incident meets CQC’s definition of a notifiable safety incident. CQC sets three criteria: the incident was unintended or unexpected, it happened during a regulated activity, and in the reasonable opinion of a healthcare professional it resulted in, or could result in, death or severe or moderate harm.
Near misses do not meet that threshold, though CQC is clear that an overarching duty to be open applies whether or not it is met. Where the statutory duty applies, the care home tells the resident or their representative in person, apologises, explains what is known so far, and follows up in writing.
How Long Must a Care Home Keep Incident Reports?
Adult social care records, including care plans, are kept for a minimum of 8 years under the Records Management Code of Practice published by NHS England. That period usually starts when the person leaves the service or dies, not when the record was written.
Records of a reportable injury or dangerous occurrence are kept for three years under RIDDOR, from the date the record was made. Serious incident files are commonly held longer, particularly where an inquest or claim follows, and the care home should set that period in its own retention policy.
What Should Happen Once the Incident Report Is Written?
An incident report earns its place when it changes something. The manager assigns the action, names an owner and a date, updates the resident’s care plan or risk assessment where the incident calls for it, then confirms the action was completed.
Reports filed and never revisited are the common failure. Falls, medication errors and skin damage show their pattern only when the reports are read together, so the care home should review them as a set. Supporting evidence sits across routine checks, from the care home audit checklist to the CQC notification log audit.
How Does GoAudits Help Care Homes With Incident Reporting?
GoAudits gives care homes digital incident and audit forms with timestamped photos, e-signatures, and action plans carrying an owner and a due date. Reports generate on submission, so the record is written once instead of handwritten, typed up, then copied into an action plan. It suits homes and small groups still keeping incident records on paper.
Careville, a UK nursing and care staff provider, uses GoAudits for safeguarding incident logs and pre-inspection checks. Reports that previously took close to half a day are ready in ten minutes. Read how Careville cut report time, or see the wider care home auditing software.
Written well, a care home incident report answers the question an inspector, a family member, or a coroner will ask: what happened, and what did you do about it?




